Administrative Proceeding File No. 3-15510

Respondents

Moraitis, John


Release Date	Release Number	Name of Document
March 12, 2014	34-71707	Notice That Initial Decision Has Become Final
Jan. 30, 2014	557	Initial Decision
Oct. 15, 2013	AP-957	Order Granting Joint Motion and Ordering Division to File Supplemental Materials
Sept. 20, 2013	AP-894	Order Scheduling Hearing and Designating Presiding Judge
Sept. 19, 2013	34-70452	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 30, 2014			Initial Decision
Sept. 19, 2013			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
March 12, 2014			Notice That Initial Decision Has Become Final
Sept. 20, 2013			Order Scheduling Hearing and Designating Presiding Judge
Oct. 15, 2013			Order Granting Joint Motion and Ordering Division to File Supplemental Materials