Administrative Proceeding File No. 3-15447
Respondents
Gatherum, Laurie GEI Financial Services, Inc. Goldstein, Norman
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 524 | Initial Decision Making Findings and Imposing Sanctions by Default | ||
| AP-967 | Order | ||
| AP-914 | Postponement Order | ||
| AP-828 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-70297 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e) and 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |