The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Sony Global Asset Management, Ltd.

[ Unregistered Soliciting Entities ]

24 Washington Avenue, Suite 805A
Albany, NY 12210-2822
Phone: 213-250-2610

July 30, 2019