The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Smith Kearney M&A
[ Unregistered Soliciting Entities ]
1780 Kettner Boulevard
San Diego, CA 92101
July 30, 2019