The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
[ Unregistered Soliciting Entities ]
32 Old Slip, One Financial Square
New York, NY 10005
Phone: (646) 810-9565
Fax: (646) 383-6384
July 26, 2019