The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Ashley Partners M&A
[ Unregistered Soliciting Entities ]
100 Pearl Street 11th Floor
Hartford, CT 06103
July 25, 2019
- Investor solicitations employ "International Shareholders Compliance Department," an entity which is believed to be fictitious.