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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

GS Global Asset Management LLC

[ Impersonators of Genuine Firms ]

488 Madison Avenue, 8th Floor
New York, NY 10022
Phone: 646-843-6976
Fax: 646-219-3077

July 24, 2019

  1. GS Global Asset Management LLC is impersonating a formerly registered broker-dealer with a similar name but different address - GS Global Asset Management, L.L.C. (CRD Number: 44243; SEC Number: 8-50587). The genuine GS Global Asset Management L.L.C., which was located at 212 West 22nd Street, Suite 4F, New York, NY 10011, had its registration with the SEC cancelled on December 15, 1999 and is defunct.
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