Fictitious Regulators

Public Alert: Financial & Regulatory Oversight Board

July 18, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Financial & Regulatory Oversight Board

60 State Street, Suite 700

Boston, Massachusetts, 02109

Phone: 1-857-239-5387

Fax: 1-857-241-3081

www.frboard.net

Last Reviewed or Updated: June 28, 2024