Fictitious Regulators

Public Alert: Bureau of Compliance and Regulatory Board

July 18, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Bureau of Compliance and Regulatory Board

699 Walnut Street, Suite 505, 5th Floor

Des Moines, Iowa 50309

Phone: 515-218-7863 Ext: 168

Fax: 515-608-4701

Website: www.bcomrb.com

Last Reviewed or Updated: June 28, 2024