The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Bureau of Compliance and Regulatory Board
[ Fictitious Regulators ]
699 Walnut Street, Suite 505, 5th Floor
Des Moines, Iowa 50309
Phone: 515-218-7863 Ext: 168
July 18, 2019
Modified: July 18, 2019