Additional Resources

SEC Resources

• Small Business Compliance Guides
• Small Business Capital Formation Advisory Committee
• SEC Forum on Small Business Capital Formation
• Information from an investor's perspective is available at Investor.gov.
• Information about securities exchanges
• Information about the over-the-counter market
• Information about investment companies
• Information on small business contracting with the SEC is available here.
• Federal/State Cooperation

Additional Resources

• U.S. Small Business Administration
• State Securities Regulators
• IRS List of Small Business Resources

Consult a Securities Lawyer

Companies should always consider consulting a securities lawyer before engaging in any securities offering. You may be able to find a securities lawyer at the findlegalhelp.org website sponsored by the American Bar Association, or by contacting the bar association in the state where you live.