Contacting the Division of Trading and Markets

The Division of Trading and Markets is pleased to respond to inquiries relating to matters under its jurisdiction. You may call 202-551-5777 or send an email to tradingandmarkets@sec.gov (please include your telephone number). Faxes should be sent to 202-772-9273.

Please note: inquiries and communications for other SEC divisions and offices will be forwarded to the appropriate office for a response.

Other Commission Contacts:

Please review the SEC's agencywide contact list and refer to these contacts for assistance from other divisions or offices in the SEC:

• Issuers, Corporations, IPOs, Regulation D, Rule 144, Corporation Finance and Accounting Issues: contact the Division of Corporation Finance 
• Mutual Funds (Investment Companies) or Investment Advisers: contact the Division of Investment Management 
• Enforcement Matters and Enforcement Tips: visit the SEC tips and complaints portal 
• Registered Rep Series Licenses, including Testing and Status: contact FINRA at 301-590-6500 or www.finra.org 
• Individual investors: contact the Office of Investor Education and Assistance