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  6. Disclosure of Order Execution and Order Routing Information

Disclosure of Order Execution and Order Routing Information

Oct. 11, 2017

Disclosure of Order Execution and Order Routing Information (Rules 605 and 606 of Regulation NMS) [formerly Rules 11Ac1-5 and 11Ac1-6]

  • Responses to Frequently Asked Questions Concerning Rule 606 of Regulation NMS
     
  • Rule 605 of Regulation NMS (Disclosure of Order Execution Information), 17 CFR 242.605
     
  • Rule 606 of Regulation NMS (Disclosure of Order Routing Information), 17 CFR 242.606
     
  • Adopting Release
     
  • Staff Legal Bulletin 12R: Frequently Asked Questions About Rule 11Ac1-5 (Revised), now Regulation NMS Rule 605
     
  • Staff Legal Bulletin 13A: Frequently Asked Questions About Rule 11Ac1-6, now Regulation NMS Rule 606
     
  • Interpretive and Exemptive Letters
     

Last Reviewed or Updated: Dec. 18, 2006

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