Official List of Section 13(f) Securities
Oct. 12, 2017
This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section 13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis.
Note: the following archive PDF files are 10 MB to 25 MB in size.
- 4th quarter 1997 (forthcoming)
- 3rd quarter 1997
- 2nd quarter 1997
- 1st quarter 1997
Modified: Jan. 9, 2018