The Division of Economic and Risk Analysis maintains a diverse and robust research program. These research activities enhance the Division’s awareness and understanding of significant financial market issues and potential solutions to identified market failures and risks. Staff in the Division develop and implement novel research on a variety of topics germane to the SEC’s mission and publish the results of that research in a wide range of academic and practitioner journals, conference volumes, and scholarly books.

The Securities and Exchange Commission, as a matter of policy, disclaims responsibility for any private publication or statement by any of its employees. The views expressed in these publications are those of the authors and do not necessarily reflect the views of the Commission or of the authors’ colleagues upon the staff of the Commission.

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Seasonal grouping
Date
Publication
Topic(s)
Seasonal grouping:SPRING 2017
Date:
Publication:

Massimo Guidolin, Alexei G. Orlov, and Manueal Pedio, 2017, How Good Can Heuristic-Based Forecasts Be? A Comparative Performance of Econometric and Heuristic Models for UK and US Asset Returns, Quantitative Finance, forthcoming.

Topic(s):
Seasonal grouping:SPRING 2017
Date:
Publication:

Na Dai, Vladimir Ivanov, and Rebel Cole, 2017, Entrepreneurial Optimism, Credit Availability, and Cost of Financing: Evidence from U.S. Small Businesses, Journal of Corporate Finance, 44:289-307.

Topic(s):
Seasonal grouping:WINTER 2017
Date:
Publication:

Massimo Guidolin, Alexei G. Orlov, and Manuela Pedio, 2017, The Impact of Monetary Policy on Corporate Bonds under Regime Shifts, Journal of Banking and Finance, 80:176-202. (updated)

Topic(s):
Seasonal grouping:WINTER 2017
Date:
Publication:

Joseph P.H. Fan, Jun Huang, Felix Oberholzer-Gee, and Mengxin Zhao, 2017, Bureaucrats as Managers and their Roles in Corporate Diversification, Journal of Corporate Finance, forthcoming. 

Topic(s):
Seasonal grouping:WINTER 2017
Date:
Publication:

Mary E. Barth, Wayne R. Landsman, and Daniel J. Taylor, 2017, The JOBS Act and Information Uncertainty in IPO Firm, The Accounting Review, forthcoming.

Topic(s):
Seasonal grouping:WINTER 2017
Date:
Publication:

Carl Hsin-han Shen and Hao Zheng, 2017, Tournament Incentives and Firm Innovation, Review of Finance, forthcoming. 

Topic(s):
Seasonal grouping:WINTER 2017
Date:
Publication:

Natasha Burns, Jan Jindra, and Kristina Minnick, 2017, Sales of Private Firms and the Role of CEO Compensation, Journal of Corporate Finance, 43:444-463. (updated)

Topic(s):
Seasonal grouping:WINTER 2017
Date:
Publication:

Ying L. Compton, Angela K. Gore, and Susan L. Kulp, 2017, Compensation design and political risk: the case of city managers, Review of Accounting Studies, 22(1):109-140.

Topic(s):
Seasonal grouping:FALL 2016
Date:
Publication:

Nicole M. Boyson, Jean Helwege,and Jan Jindra, 2016, Thawing Frozen Capital Markets and Backdoor Bailouts: Evidence from the Fed's Liquidity Programs, Journal of Banking and Finance, 76:92-119. (updated)

Topic(s):
Seasonal grouping:FALL 2016
Date:
Publication:

Ryan Goodstein, Paul Hanouna, Carlos Ramirez, and Christof W. Stahel, Contagion Effects in Strategic Mortgage Defaults, 2016, Journal of Financial Intermediation, 30:50-60. (updated)

Topic(s):
Seasonal grouping:FALL 2016
Date:
Publication:

Dan Amiram, William Beaver, Wayne R. Landsman, and Jianxin Zhao, 2016, The Effects of CDS Trading on Syndicated Loans, Journal of Financial Economics, forthcoming.

Topic(s):
Seasonal grouping:FALL 2016
Date:
Publication:

Woodrow T. Johnson and James M. Poterba, 2016, The Effect of Taxes on Shareholder Inflows around Mutual Fund Distribution Dates, Research in Economics 70(1):7-19. (lead article)

Topic(s):
Seasonal grouping:SUMMER 2016
Date:
Publication:

Mark Flannery, Beverly Hirtle, and Anna Kovner, 2016, Evaluating the Information in the Federal Reserve Stress Tests, Journal of Financial Intermediation, 29:1-18. (updated)

Topic(s):
Seasonal grouping:SUMMER 2016
Date:
Publication:

Cecilia Caglio, Kathleen Weiss Hanley, and Jennifer Marietta-Westberg, 2016, Going Public Abroad, Journal of Corporate Finance, 41:103-122. (updated)

Topic(s):
Seasonal grouping:SUMMER 2016
Date:
Publication:

Matthew Cain, Stephen B. McKeon, and Steven Davidoff Solomon, 2016, Do Takeover Laws Matter? Evidence from Five Decades of Hostile Takeovers, Journal of Financial Economics, 124(3):464-485. (updated)

Topic(s):
Seasonal grouping:SUMMER 2016
Date:
Publication:

Jeremy Ko and Jared Williams, 2017, The Effects of Regulating Hidden Add-on Costs, Journal of Money, Credit and Banking, 49(1):39-74. (updated)

Topic(s):
Seasonal grouping:SUMMER 2016
Date:
Publication:

Michael Liebmann, Alexei G. Orlov, and Dirk Neumann, 2016, The Tone of Financial News and the Perceptions of Stock and CDS Traders, International Review of Financial Analysis 46:159-175.

Topic(s):
Seasonal grouping:SPRING 2016
Date:
Publication:

Abby Kim, Yiuman Tse, and John Wald, 2016, Time Series Momentum and Volatility Scaling, Journal of Financial Markets, 30:103-124. (updated)

Topic(s):Asset Pricing, Market Efficiency
Seasonal grouping:SPRING 2016
Date:
Publication:

Jan Jindra, Torben Voetmann, and Ralph Walking, 2016, Private Class Action Litigation Risk of Chinese Firms Listed in the U.S., Quarterly Journal of Finance, forthcoming.

Topic(s):Acquisitions and Restructuring, Corporate governance, Mergers
Seasonal grouping:SPRING 2016
Date:
Publication:

Austin Gerig and David Michayluk, 2016, Automated Liquidity Provision, Pacific Basin Finance Journal, forthcoming.

Topic(s):Info and market efficiency, Market microstructure
Seasonal grouping:WINTER 2016
Date:
Publication:
Archana Jain, Pankaj Jain, and Zabihollah Rezaee, 2016, Value-Relevance of Corporate Social Responsibility: Evidence from Short Selling, Journal of Management Accounting, 28(2):29-52. (updated)
Topic(s):
Seasonal grouping:WINTER 2016
Date:
Publication:
Mila Getmansky, Giulio Girardi, and Craig M. Lewis, 2016, Interconnectedness in the CDS Market, Financial Analysts Journal, 72(4):62-82. (updated)
Topic(s):
Seasonal grouping:WINTER 2016
Date:
Publication:

Iordanis Karagiannidis and Nadia Vozlyublennaia, 2016, Limits to Mutual Funds' Ability to Rely on Mean/Variance Optimization, Journal of Empirical Finance​, 37:282-292. (updated)

Topic(s):Asset Pricing, Investment decisions, Non-bank financial institutions, Portfolio choice
Seasonal grouping:FALL 2015
Date:
Publication:

Vladimir Ivanov, Amy Edwards, Igor Kozhanov, Tara Bhandari, and Scott Bauguess, 2015, Perspectives on the Economic Analysis at the SEC:  Panel Session from the 2014 FMA Annual Meeting, Journal of Applied Finance, 25(1):58-67.

Topic(s):
Seasonal grouping:FALL 2015
Date:
Publication:

Mark J. Flannery, 2016, Stabilizing Large Financial Institutions with Contingent Capital Certificates, Quarterly Journal of Finance, 6(2):1650006. (updated)

Topic(s):Banks, Capital Structure, Depository Institutions, Financial Crises, Financing Policy
Seasonal grouping:FALL 2015
Date:
Publication:

Mark J. Flannery and Emanuela Giacomini, 2015, Maintaining Adequate Bank Capital: An Empirical Analysis of the Supervision of European Banks, Journal of Banking & Finance, 59: 236-249.

Topic(s):Banks, Depository Institutions, Disclosure, Financial Reporting, Government policy and regulation
Seasonal grouping:SUMMER 2015
Date:
Publication:
Hendrik Bessembinder, Allen Carrion, Laura A. Tuttle, and Kumar Venkataraman, 2016, Liquidity, Resiliency and Market Quality Around Predictable Trades: Theory and Evidence, Journal of Financial Economics, 121(1):142-166. (updated)
Topic(s):
Seasonal grouping:SUMMER 2015
Date:
Publication:
Thaddeus Neururer, Edward J. Riedl, and George Papadakis, 2016, Tests of Investor Learning Models Using Earnings Innovations and Implied Volatilities, Review of Accounting Studies, 21(2):400-437. (updated)
Topic(s):
Seasonal grouping:SUMMER 2015
Date:
Publication:

Audra Boone, Ioannis Floros, and Shane Johnson, 2016, Redacting Proprietary Information at the Initial Public Offering, Journal of Financial Economics, 120(1):102-123. (updated)

Topic(s):Corporate Governance, Disclosure, Financial Reporting, Government policy and regulation
Seasonal grouping:SUMMER 2015
Date:
Publication:

John Kose, Anzhela Knyazeva, and Diana Knyazeva, 2015, Governance and Payout Precommitment, Journal of Corporate Finance, 33:101-117.

Topic(s):Capital Structure, Corporate Governance, Financing Policy, Payout Policy
Seasonal grouping:SUMMER 2015
Date:
Publication:

Matt Cain, Jill E. Fisch, Sean J. Griffith, and Steven Davidoff Solomon, 2015, How Corporate Governance Is Made: The Case of the Golden Leash, Faculty Scholarship, Paper 1571.

Topic(s):Corporate Governance
Seasonal grouping:SPRING 2015
Date:
Publication:

Y.C. Loon and Ken Zhong, 2016, Does Dodd-Frank Affect OTC Transaction Costs and Liquidity? Evidence from Real-Time CDS Trade Reports, Journal of Financial Economics, 119(3):645-672. (updated)

Topic(s):Financial Crises, Government policy and regulation, Market microstructure
Seasonal grouping:SPRING 2015
Date:
Publication:

Jim Hodder, Jens Jackwerth and Olga Kolokolova, 2015, Improved Portfolio Choice Using Second-Order Stochastic Dominance, Review of Finance, 19(4):1623-1647. (updated)

Topic(s):Asset Pricing
Seasonal grouping:SPRING 2015
Date:
Publication:

Jan Jindra and Thomas Moeller, 2015, Target Financial Independence and Takeover Pricing, Journal of Financial Research, 38(3):379-413. (updated)

Topic(s):Acquisitions and Restructuring, Capital Structure, Financing Policy, Mergers
Seasonal grouping:SPRING 2015
Date:
Publication:

Eitan Goldman and Peggy Huang, 2015, Contracutal vs. Actual Separation Pay Following CEO Turnover, Management Science, 61(5):1108-1120.

Topic(s):Corporate Governance, Disclosure, Financial Reporting
Seasonal grouping:SPRING 2015
Date:
Publication:
Jan Jindra and Dima Leshchinskii, 2015, Venture Capital Valuation, Partial Adjustment, and Underpricing: Behavioral Bias or Information Production?, Financial Review, 50(2):172-219. (updated)
Topic(s):Behavioral finance
Seasonal grouping:WINTER 2015
Date:
Publication:
Adam Yonce, 2015, US Corporate Investment Over the Political Cycle, Quarterly Journal of Finance, 5(1):1550015.
Topic(s):Government policy and regulation, Portfolio choice and investment
Seasonal grouping:WINTER 2015
Date:
Publication:

Brad Jordan and Tim Riley, 2015, Volatility and Mutual Fund Manager Skill, Journal of Financial Economics, 118(2):289-298. (updated)

Topic(s):Asset Pricing, Information, Market Efficiency
Seasonal grouping:WINTER 2015
Date:
Publication:
Kose John, Anzhela Knyazeva and Diana Knyazeva, 2015, Employee Rights and Acquisitions, Journal of Financial Economics, 118(1):49-69.
Topic(s):Acquisitions, and Restructuring, Mergers
Seasonal grouping:WINTER 2015
Date:
Publication:
Stephen G. Dimmock, William C. Gerken, and Jennifer Marietta-Westberg, 2015, What Determines the Allocation of Managerial Ownership within Firms? Evidence from Investment Management Firms, Journal of Corporate Finance, 30:44-64.
Topic(s):
Seasonal grouping:WINTER 2015
Date:
Publication:

Thomas Dangl and Youchang Wu, 2016, Corporate Investment over the Business Cycle, Review of Finance, 20(1):337-371. (updated)

Topic(s):Capital Budgeting
Seasonal grouping:WINTER 2015
Date:
Publication:

Peter Iliev, Karl V. Lins, Darius P. Miller, and Lukas Roth, 2015, Shareholder Voting and Corporate Governance around the World, Review of Financial Studies, 28(8):2167-2202. (updated)

Topic(s):
Seasonal grouping:FALL 2014
Date:
Publication:
Matt Cain and Steven M. Davidoff, 2014, A Great Game: The Dynamics of State Competition and Litigation, Iowa Law Review, 100:465. (updated)
Topic(s):Acquisitions, and Restructuring, Mergers
Seasonal grouping:FALL 2014
Date:
Publication:

Tim Husson, Craig J. McCann, Eddie O'Neal, and Carmen Taveras, 2014, Large Sample Valuations of Tenancies-in-Common, Journal of Real Estate Portfolio Management, 20(2):147-161.

Topic(s):Asset Pricing, Investment decisions, Portfolio choice
Seasonal grouping:FALL 2014
Date:
Publication:

Stephen Lenkey, Acar Tamersoy, Elias Khalil, Bo Xie, Bryan R. Routledge, Duen Horng Chau and Shamkant B. Navathe, 2014, Large Scale Insider Trading Analysis: Patterns and Discoveries, Social Network Analysis and Mining, 4:201. (updated)

Topic(s):Info and market efficiency
Seasonal grouping:FALL 2014
Date:
Publication:

Nicole Boyson, Jean Helwege, and Jan Jindra, 2014, Crises, Liquidity Shocks, and Fire Sales at Commercial Banks, Financial Management, 43(4):857-884.

Topic(s):Banks, Depository Institutions, Financial Crises
Seasonal grouping:FALL 2014
Date:
Publication:
Harold Black, Robert Schweitzer, Joshua White and Tracie Woidtke, 2014, Appointments of Academic Directors, Journal of Corporate Finance, 28:135-151. (updated)
Topic(s):Corporate Governance
Seasonal grouping:SUMMER 2014
Date:
Publication:

Christopher P. Clifford, Bradford D. Jordan, and, Timothy B. Riley, 2014, Average funds versus average dollars: Implications for mutual fund research, Journal of Empirical Finance, 28:249-260. (updated)

Topic(s):Investment decisions, Portfolio choice
Seasonal grouping:SUMMER 2014
Date:
Publication:
Sarah Clinton, Josh White and Tracie Woidtke, 2014, Differences in the information environment prior to seasoned equity offerings under relaxed disclosure regulation, Journal of Accounting and Economics, 58(1):59-78. (updated)
Topic(s):Capital Structure, Disclosure, Financial Reporting, Financing Policy, Government Policy and Regulation
Seasonal grouping:SUMMER 2014
Date:
Publication:
Stephen Lenkey, 2014, Advance Disclosure of Insider Trading, Review of Financial Studies, 27(8): 2504-2537. (updated)
Topic(s):Info and market efficiency
Seasonal grouping:SUMMER 2014
Date:
Publication:
John Chalmers, Woodrow T. Johnson, and Jonathan Reuter, 2014, The Effect of Pension Design on Employer Costs and Employee Retirement Choices, Journal of Public Economics, 116: 17-34.
Topic(s):
Seasonal grouping:SUMMER 2014
Date:
Publication:
Robert W. Fairlie and Samantha Grunberg, 2014, Access to Technology and the Transfer Function of Community Colleges: Evidence from a Field Experiment, Economic Inquiry, 52(3): 1040-1059. (updated)

Topic(s):
Seasonal grouping:SPRING 2014
Date:
Publication:
Jongsub Lee, Kwang Lee, and Nandu Nagarajan, 2014, Birds of a Feather: Value Implications of Political Alignment Between Top Management and Directors, Journal of Financial Economics, 112(2): 232-250. (updated)
Topic(s):
Seasonal grouping:WINTER 2014
Date:
Publication:

Matt Cain and Stephen B. McKeon, 2016, CEO Personal Risk-Taking and Corporate Policies, Journal of Financial and Quantitative Analysis, 51(1):139-164. (updated)

Topic(s):Acquisitions and Restructuring, Behavioral finance, Capital Structure, Financing Policy, Mergers
Seasonal grouping:WINTER 2014
Date:
Publication:
Craig M. Lewis and Patrick Verwijmeren, 2014, Cash-settled Convertible Bonds and the Value Relevance of their Accounting Treatment, Journal of Corporate Finance, 24: 101-111. (updated)
Topic(s):
Seasonal grouping:WINTER 2014
Date:
Publication:
Marie Dutordoir, Craig M. Lewis, James K. Seward and Chris Veld, 2014, What We Do and Do Not Know about Convertible Bond Financing, Journal of Corporate Finance, 24: 3-20. (updated)
Topic(s):
Seasonal grouping:WINTER 2014
Date:
Publication:
Stephen Lenkey, 2014, Activist Arbitrage, Lifeboats, and Closed-End Funds, Review of Finance, 18(1): 271-320. (updated)
Topic(s):Asset Pricing
Seasonal grouping:FALL 2013
Date:
Publication:
Stephen Brown, Bruce Grundy, Craig M. Lewis and Patrick Verwijmeren, 2013, Hedge Fund Involvement in Convertible Securities, Journal of Applied Corporate Finance, 25(4): 60-73.
Topic(s):
Seasonal grouping:FALL 2013
Date:
Publication:
Cindy Alexander, Scott Bauguess, Gennaro Bernile, Yoon-Ho Alex Lee, and Jennifer Marietta-Westberg, 2013, Economic Effects of SOX Section 404 Compliance: A Corporate Insider Perspective, Journal of Accounting and Economics, 56(2-3): 267-290.
Topic(s):
Seasonal grouping:SUMMER 2013
Date:
Publication:
Igor Kozhanov and Joseph Ogden, 2013, Corporate Retail Notes: A Good Alternative for Individual Investors?, Journal of Fixed Income, 23: 82-97.
Topic(s):Fixed Income Securities, Retail Investors
Seasonal grouping:SUMMER 2013
Date:
Publication:
Giulio Girardi and Tolga Ergun, 2013, Systemic Risk Measurement: Multivariate GARCH Estimation of CoVaR, Journal of Banking and Finance, 37: 3169-3180.
Topic(s):
Seasonal grouping:SUMMER 2013
Date:
Publication:
Gergana Jostova, Stanislava (Stas) Nikolova, Alexander Philipov and Christof W. Stahel, 2013, Momentum in Corporate Bond Returns, Review of Financial Studies, 26: 1649-1693.
Topic(s):Asset Pricing
Seasonal grouping:SUMMER 2013
Date:
Publication:
Archana Jain, Pankaj K. Jain, Thomas McInish, and Michael Mckenzie, 2013, Worldwide Short Selling: Regulations, Activity, and Implications, Journal of Financial Economics, 109: 177-197.
Topic(s):Behavioral finance, Info and market efficiency, Market microstructure
Seasonal grouping:SPRING 2013
Date:
Publication:
Vladimir Ivanov, Kissan Joseph, and Jide Wintoki, 2013, Disentangling the Market Value of Customer Satisfaction: Evidence from Market Reaction to the Unanticipated Component of ACSI Announcements, International Journal of Research in Marketing, 30: 168-178.
Topic(s):
Seasonal grouping:WINTER 2013
Date:
Publication:
Simona Mola, Raghavendra Rau, and Ajay Khorana, 2013, Is There Life after the Complete Loss of Analyst Coverage?, The Accounting Review, 88: 667-705.
Topic(s):
Seasonal grouping:WINTER 2013
Date:
Publication:
Ying Huang, Susan Elkinawy, and Pankaj K. Jain, 2013, Investor Protection and Cash Holdings: Evidence from U.S. Cross-listings, Journal of Banking and Finance, 37: 937-951.
Topic(s):Corporate Governance, Financial Reporting Standards, International
Seasonal grouping:WINTER 2013
Date:
Publication:
Simona Mola, 2013, Framing the Initiation of Analyst Coverage on IPOs, Journal of Behavioral Finance, 14: 25-41.
Topic(s):
Seasonal grouping:FALL 2012
Date:
Publication:
Vladimir Atanasov, Vladimir Ivanov, and Kate Litvak, 2012, Does Reputation Limit Opportunistic Behavior in the VC Industry? Evidence from Litigation Against VCs, Journal of Finance 67, 2215-2246.
Topic(s):
Seasonal grouping:FALL 2012
Date:
Publication:
Stephen J. Brown, Bruce D. Grundy, Craig M. Lewis and Patrick Verwijmeren, 2012, Convertibles and Hedge Funds as Distributors of Equity Exposure, Review of Financial Studies 25: 3077-3112.
Topic(s):
Seasonal grouping:SUMMER 2012
Date:
Publication:
Henk Berkman, Paul Koch, Laura Tuttle and Ying Zhang, 2012, Paying Attention: Overnight Returns and the Hidden Cost of Buying at the Open, Journal of Financial and Quantitative Analysis 47: 715-741.
Topic(s):
Seasonal grouping:SUMMER 2012
Date:
Publication:
Mark J. Flannery, Stanislava (Stas) Nikolova and Özde Öztekin, 2012, Leverage Expectations and Bond Credit Spreads, Journal of Financial and Quantitative Analysis 47: 689-714. [Lead article]
Topic(s):
Seasonal grouping:SPRING 2012
Date:
Publication:
Scott Bauguess, Marie Sushka and Myron Slovin, 2012, Large shareholder diversification, corporate risk taking, and the benefits of changing to differential voting rights, Journal of Banking and Finance 36: 1244-1253.
Topic(s):
Seasonal grouping:WINTER 2012
Date:
Publication:

Audra Boone and Vladimir Ivanov, 2012, Bankruptcy Spillover Effects on Strategic Alliance Partners, Journal of Financial Economics 103: 551-569.

Topic(s):
Seasonal grouping:WINTER 2012
Date:
Publication:

K. Jeremy Ko and Zhijian (James) Huang, 2012, Persistence of Beliefs in an Investment Experiment, Quarterly Journal of Finance 2.

Topic(s):Asset Pricing, Behavioral finance, Info and market efficiency
Seasonal grouping:WINTER 2012
Date:
Publication:

Kathleen Weiss Hanley and Gerard Hoberg, Litigation Risk, Strategic Disclosure and the Underpricing of Initial Public Offerings, 2012, Journal of Financial Economics 103, 235-254.

Topic(s):
Seasonal grouping:WINTER 2012
Date:
Publication:

Yoon-Ho Alex Lee and K. Jeremy Ko, Consumer Mistakes in the Mortgage Market: Choosing Unwisely Versus Not Switching Wisely, 2012, University of Pennsylvania Journal of Business Law 14, 417-462.

Topic(s):Banks, Behavioral finance, Depository Institutions, Government policy and regulation
Seasonal grouping:WINTER 2012
Date:
Publication:
Nicole M. Boyson, Christof W. Stahel, and René M. Stulz, 2012, Liquidity Shocks and Hedge Fund Contagion, The Journal of Investment Management 10: 13-34.
Topic(s):Financial Crises
Seasonal grouping:FALL 2011
Date:
Publication:

Barry Eichengreen, Rachita Gullapalli and Ugo Panizza, Capital Account Liberalization, Financial Development and Industry Growth: A Synthetic View, 2011, Journal of International Money and Finance 60, 1090-1106.

Topic(s):
Seasonal grouping:FALL 2011
Date:
Publication:

Vladimir Ivanov, C.N.V. Krishnan, Ron Masulis, and Ajai Singh, Venture Capital Reputation, Post-IPO Performance, and Corporate Governance, 2011, Journal of Financial and Quantitative Analysis 46, 1295-1333.

Topic(s):
Seasonal grouping:SUMMER 2011
Date:
Publication:

Craig M. Lewis and Patrick Verwijmeren, Convertible Security Design and Contract Innovation, 2011, Journal of Corporate Finance 17, 809-831.

Topic(s):
Seasonal grouping:WINTER 2011
Date:
Publication:
Nicole M. Boyson and Christof W. Stahel, 2011, Liquidity and Hedge Fund Contagion, in Robert W. Kolb, ed. Financial Contagion: The Viral Threat to the Wealth of Nations, (John Wiley & Sons, Inc).
Topic(s):Financial Crises
Seasonal grouping:FALL 2010
Date:
Publication:
Cindy Alexander, Mark Chen, Duane Seppi, and Chester Spatt, 2010, Interim News and the Role of Proxy Voting Advice, Review of Financial Studies 23: 4496-4540.
Topic(s):
Seasonal grouping:FALL 2010
Date:
Publication:
Nicole M. Boyson, Christof W. Stahel, and René M. Stulz, 2010, Hedge Fund Contagion and Liquidity Shocks, Journal of Finance 65: 1789–1816.
Topic(s):Financial Crises
Seasonal grouping:FALL 2010
Date:
Publication:
Amy Edwards and Kathleen Weiss Hanley, 2010, Short Selling in Initial Public Offerings, Journal of Financial Economics 98: 21-39.
Topic(s):
Seasonal grouping:FALL 2010
Date:
Publication:

Ralph Walkling, Scott Bauguess, Jim Dunigan, Damien Park, Patrick McGurn, and Don Chew, 2010, Risk Management, Corporate Governance, and the Search for Long-term Investors, Journal of Applied Corporate Finance 22: 58-74.

Topic(s):
Seasonal grouping:SUMMER 2010
Date:
Publication:
Woodrow T. Johnson, 2010, Do Investors Trade Uniformly through Time?, Journal of Empirical Finance 17: 645-658.
Topic(s):
Seasonal grouping:SUMMER 2010
Date:
Publication:
Kathleen Weiss Hanley and Gerard Hoberg, 2010, The Information Content of IPO Prospectuses, Review of Financial Studies 23: 2821-2864.
Topic(s):
Seasonal grouping:SPRING 2010
Date:
Publication:

Milan Borkovec and Hans G. Heidle, 2010, Building and Evaluating a Transaction Cost Model: A Primer, Journal of Trading 5: 57-77.

Topic(s):
Seasonal grouping:SPRING 2010
Date:
Publication:
Vladimir Ivanov and Fei Xie, 2010, Do Corporate Venture Capitalists Add Value to Startup Firms? Evidence from IPOs and Acquisitions of VC-Backed Companies, Financial Management, 120-152.
Topic(s):
Seasonal grouping:SPRING 2010
Date:
Publication:
Woodrow T. Johnson, 2010, Who Incentivizes the Mutual Fund Manager, New or Old Shareholders?, Journal of Financial Intermediation 19: 143-168. [Lead article]
Topic(s):
Seasonal grouping:FALL 2009
Date:
Publication:
William C. Johnson and Jennifer Marietta-Westberg, 2009, The Distribution of IPO Holdings Across Institutional Mutual Funds, Journal of Business Ethics 90: 119-128.
Topic(s):
Seasonal grouping:SUMMER 2009
Date:
Publication:
William C. Johnson and Jennifer Marietta-Westberg, 2009, Universal Banking, Asset Management, and Stock Underwriting, European Financial Management 15: 703-732.
Topic(s):
Seasonal grouping:SUMMER 2009
Date:
Publication:
Amar Gande and Craig M. Lewis, 2009, Shareholder Initiated Class Action Lawsuits: Shareholder Wealth Effects and Industry Feedback, Journal of Financial and Quantitative Analysis 44: 823-850.
Topic(s):
Seasonal grouping:SUMMER 2009
Date:
Publication:
K. Jeremy Ko, 2009, Leveraged Investor Disclosures and Concentrations of Risk, Journal of Financial Markets 12: 368-390.
Topic(s):Disclosure, Financial Reporting, Government policy and regulation, Non-bank financial institutions
Seasonal grouping:SUMMER 2009
Date:
Publication:
Steven L. Byers, 2009, Using Derivatives to Manage Interest Rate Risk in Robert Kolb and James Overdahl, ed. Companion to Financial Derivatives (John Wiley & Sons).
Topic(s):
Seasonal grouping:SUMMER 2009
Date:
Publication:
Simona Mola and Massimo Guidolin, 2009, Affiliated Mutual Funds and Analyst Optimism, Journal of Financial Economics 93: 108-137.
Topic(s):
Seasonal grouping:WINTER 2009
Date:
Publication:
Scott Bauguess, Sara Moeller, Frederik Schlingemann, and Chad Zutter, 2009, Ownership Structure and Target Returns, Journal of Corporate Finance 15: 48-65.
Topic(s):
Seasonal grouping:FALL 2008
Date:
Publication:
Vladimir Ivanov and Craig M. Lewis, 2008, The Determinants of Market-Wide Issue Cycles for Initial Public Offerings, Journal of Corporate Finance 14: 567-583.
Topic(s):
Seasonal grouping:FALL 2008
Date:
Publication:

Scott Bauguess and Mike Stegemoller, 2008, Protective Governance Structure and the Value of Acquisition Activity, Journal of Corporate Finance 14: 550-566.

Topic(s):
Seasonal grouping:FALL 2007
Date:
Publication:

Michael Rosen and Harvey Westbrook, 2007, Hidden Treasures: Accessing Hidden Liquidity, in Brian R. Bruce, ed. A Guide to Liquidity (Institutional Investor Journals)

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