Data Library
As required by the Foundations for Evidence-Based Policymaking Act of 2018, the Securities and Exchange Commission (SEC) publishes information about the Chief Data Officer and SEC data governance materials.
The SEC Data Management Board is the principal internal Commission forum for addressing SEC data management standards, priorities, policies, and practices. The Commission's Chief Data Officer serves as chair of the Board. Membership of the Board, which meets approximately quarterly, includes senior leaders from the SEC's divisions and offices.
In response to the Open Government Initiative requiring each agency to identify and publish online high-value data, the Securities and Exchange Commission is making available the following data sets.
SEC and Markets Data RSS Feed| Title | Domain | Asset Classes | Filers | Last Updated |
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Regulation A Data Sets The data sets provide the structured data from securities offerings pursuant to Regulation A filed with the Commission. |
Capital Formation Data Assets | Equity | Other Issuers | |
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Insider Transactions Data Sets Under Section 16 of the Securities Exchange Act of 1934, senior executives, directors, and large-block shareholders are required to make ongoing filings about their company stock holdings to report any changes. These filings are made on Form 3, Form 4, and Form 5 and submitted to SECs Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. |
Market Activity Data Assets | Equity | Individuals | |
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Mutual Fund Prospectus Risk/Return Summary Data Sets The Mutual Fund Prospectus Risk/Return Summary Data Sets provides text and numeric information extracted from the risk/return summary section of mutual fund prospectuses. |
Market Participants Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Registered Investment Company | |
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Number of EDGAR Filings by Form Type EDGAR Filings by Form Type details |
Capital Formation Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | ||
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EDGAR Log File Data Sets The data sets provide information on internet search traffic for EDGAR filings through SEC.gov. |
Market Activity Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | ||
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Metrics by Individual Security These datasets provide metrics for more than 4,800 securities. |
Market Activity Data Assets | Equity | Trading Venues | |
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Summary Metrics by Exchange These datasets provide metrics for each security type and exchange. |
Market Activity Data Assets | Equity | Trading Venues | |
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Summary Metrics by Decile and Quartile These datasets provide metrics partitioned by market capitalization, price, volatility, and turnover. The stock market activity metrics are partitioned by decile and the ETP metrics by quartile. |
Market Activity Data Assets | Equity | Trading Venues | |
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Metrics by Individual Security and Exchange These datasets provide metrics for each individual security partitioned by exchange. |
Market Activity Data Assets | Equity | Trading Venues | |
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Hazards and Survivors by Time Period Each zip file contains 36 datasets, which provide the hazard, survivor, and cumulative distribution functions for select time scales for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. |
Market Activity Data Assets | Equity | Trading Venues | |
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Conditional Cancel and Trade Distributions Each zip file contains 54 datasets: nine each for large stocks, mid cap stocks, small stocks, large ETPs, mid cap ETPs, and small ETPs. |
Market Activity Data Assets | Equity | Trading Venues | |
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Commission Votes on Actions Filed in Federal Court From April 8, 2013 through August 6, 2019 Data available in excel format. |
Enforcement and Examinations Data Assets | |||
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Spreads and Depth by Individual Security These datasets provide spreads and depth partitioned by individual ticker symbol and date for each day in 2013. |
Market Activity Data Assets | Equity | Trading Venues | |
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SEC Administrative Proceedings for 2009 through 2013 This file contains the respondents, release number, release date, and the url of the notices and orders concerning the institution and/or settlement of administrative proceedings. |
Enforcement and Examinations Data Assets | |||
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Public Company Bankruptcy Cases Opened and Monitored This file contains a list of the bankruptcy cases for public companies filed under Chapter 11 of the Bankruptcy Code opened and monitored since the fiscal year 2009. |
Market Activity Data Assets | Crypto, Derivatives, Equity, Fixed Income, Other | Public Company | |
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SEC Litigation Releases for 2009 and 2010 This file contains the respondents, release number, release date, and the url of the litigation releases concerning civil lawsuits brought by the Commission in federal court. |
Enforcement and Examinations Data Assets | |||
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Administrative Law Judge Initial Decisions for 2009 and 2010 This file contains the respondents, release number, release date, and the url of the initial decisions issued by administrative law judges that contains findings of fact, legal conclusions, and an order that often contains a sanction. |
Enforcement and Examinations Data Assets | |||
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Commission Opinions and Adjudicatory Orders for 2008, 2009 and 2010 This file contains the respondents, release number, release date, and the url of the opinions and orders issued by the Commission adjudicating either appeals from initial ALJ decisions or disciplinary or adverse action taken by self-regulatory organizations (such as FINRA) or motions in connection with these proceedings. |
Enforcement and Examinations Data Assets |