Observations from Examinations of Investment Advisers and Investment Companies Concerning LIBOR-Transition Preparedness

The Division of Examinations published a Risk Alert regarding a series of examinations to assess investment adviser and investment company preparedness for the cessation of LIBOR, which is scheduled to be discontinued after June 30, 2023.

The Risk Alert aims to remind firms of this transition and discusses certain practices firms have implemented to address the transition away from LIBOR.

View the Risk Alert: Observations from Examinations of Investment Advisers and Investment Companies Concerning LIBOR-Transition Preparedness