Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility

Submitted Comments (Click here for meetings with SEC officials)
Oct. 1, 2019	Brian Sopinsky, General Counsel, Susquehanna International Group, LLP
Sep. 20, 2019	Joseph P. Kamnik, Senior Vice President and Chief Regulatory Counsel, The Options Clearing Corporation
Sep. 17, 2019	Steven Morrison, SVP, Associate General Counsel, LPL Financial
Sep. 17, 2019	Jacqueline Mesa, Chief Operating Officer & Senior Vice President of Global Policy, FIA
Meetings with SEC Officials (Click here for submitted comments from the public)
Oct. 8, 2019	Memorandum from the Office of the Chairman regarding an October 8, 2019, call with representatives of The Options Clearing Corporation
Oct. 4, 2019	Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 4, 2019, meeting with representatives of The Options Clearing Corporation
Oct. 2, 2019	Memorandum from the Office of the Chairman regarding an October 1, 2019, call with representatives of Susquehanna International Group, LLP