Comments on OCC Rulemaking

Notice of Filing of Proposed Rule Change Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 8, 2019, call with representatives of The Options Clearing Corporation
Meeting with SEC Officials Memorandum from the Office of Commissioner Elad L. Roisman regarding an October 4, 2019, meeting with representatives of The Options Clearing Corporation
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 1, 2019, call with representatives of Susquehanna International Group, LLP
Public Comment Brian Sopinsky, General Counsel, Susquehanna International Group, LLP
Public Comment Joseph P. Kamnik, Senior Vice President and Chief Regulatory Counsel, The Options Clearing Corporation
Public Comment Jacqueline Mesa, Chief Operating Officer & Senior Vice President of Global Policy, FIA
Public Comment Steven Morrison, SVP, Associate General Counsel, LPL Financial

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-OCC-2019-007
Release Number
34-86725
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