SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NYSE MKT LLC Rulemaking

Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the NYSE Amex Options Fee Schedule with Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction

[Release No. 34-78029; File No. SR-NYSEMKT-2016-45]


Sep. 16, 2016 John A. McCarthy, General Counsel, KCG Holdings, Inc.
Aug. 29, 2016 John Russell, Chairman of the Board, and James Toes, President & CEO, Security Traders Association, New York, New York
Aug. 10, 2016 Joanna Mallers, Secretary, FIA Principal Traders Group
Aug. 8, 2016 John Kinahan, Chief Executive Officer, Group One Trading, LP
Aug. 5, 2016 Gerald D. O'Connell, Susquehanna International Group LLP, et al.
Aug. 3, 2016 Sebastiaan Koeling, Chief Executive Officer, Optiver US LLC
Jul. 28, 2016 Eric Chern, Chief Executive Officer, CTC Trading Group, L.L.C., Chicago, Illinois
Jul. 12, 2016 Ellen Greene, Managing Director, Financial Services Operations, SIFMA
Jul. 8, 2016 Elizabeth King, General Counsel and Corporate Secretary, New York Stock Exchange
Jul. 6, 2016 John Nagel, Esq., Managing Director, Citadel LLC, Chicago, Illinois

 

http://www.sec.gov/comments/sr-nysemkt-2016-45/nysemkt201645.shtml

Modified: 09/20/2016