Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change to Rule 431 ("Margin Requirements") and Rule 726 ("Delivery of Options Disclosure Document and Prospectus") to Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts

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Date Received
Date Letter Type Commenter Name
Public Comment Mike Ianni, Trader, Canada
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange LLC
Public Comment Timothy H. Thompson, Sr. Vice President, Chief Regulatory Officer, Chicago Board Options Exchange, Chicago, Illinois
Public Comment William H. Navin, Executive Vice President & General Counsel, Options Clearing Corporation
Public Comment James Barry, Portfolio Margining Committee; John Vitha, Chair, Derivatives Product Committee; and Christopher Nagy, Chair, Options Committee, Securities Industry Association
Public Comment Gary Alan DeWaal, Group General Counsel and Director of Legal and Compliance, Fimat Group
Public Comment Stuart J. Kaswell, Dechert LLP, counsel for Federated Investors, Washington, District of Columbia
Public Comment Craig Donohue, Chief Executive Officer, Chicago Mercantile Exchange Inc.
Public Comment Gerard J. Quinn, Vice President and Associate General Counsel, Securities Industry Association
Public Comment Stephen A. Kasprzak, Principal Counsel, Rule and Interpretive Standards, New York Stock Exchange

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2006-13
Release Number
34-53577
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