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Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees

(Release No. 34-77481; File No. SR-NASDAQ-2016-013)


Submitted Comments

Jul. 1, 2016 A. David Strandberg III, Associate Vice President, Nasdaq, Inc., Rockville, Maryland
Jun. 30, 2016 David Strandberg, Associate Vice President, Rockville, Maryland
Jun. 28, 2016 Darla Stuckey, President and CEO, Society for Corporate Governance, New York, New York
Jun. 15, 2016 Heather C. Briccetti, Esq., President & CEO, The Business Council of New York State, Inc.
May 20, 2016 Marc M. Rossell, Chair, Securities Regulation Committee, Bar of the City of New York
May 18, 2016 David Strandberg, Associate Vice President, Nasdaq, Inc., Rockville, Maryland
Apr. 28, 2016 John Endean, President, American Business Conference
Apr. 26, 2016 John Hayes, Chair, Corporate Governance Committee, Business Roundtable
Apr. 26, 2016 Andrew A. Schwartz, Associate Professor of Law, University of Colorado Law School, Boulder, Colorado
Apr. 26, 2016 Bobby Franklin, President & CEO, National Venture Capital Association
Apr. 25, 2016 Andrew A. Schwartz, Associate Professor of Law, University of Colorado Law School, Boulder, Colorado

Meetings with SEC Officials

May 19, 2016 Memorandum from the Division of Trading and Markets regarding a May 12, 2016, meeting with representatives of the Society of Corporate Secretaries and Governance Professionals

 

http://www.sec.gov/comments/sr-nasdaq-2016-013/nasdaq2016013.shtml

Modified: 07/01/2016