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Comments on NASDAQ Rulemaking
Notice of Filing of Proposed Rule Change to Describe Complimentary Services that are Offered to Certain New Listings on NASDAQ's Global and Global Select Markets
(Release No. 34-65324; File No. SR-NASDAQ-2011-122)
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| Dec. 13, 2011 | Dominic Jones, IR Web Reporting International Inc., Canada |
| Dec. 8, 2011 | Arnold P. Golub, Vice President, Office of General Counsel, NASDAQ OMX |
| Dec. 8, 2011 | Jesse W. Markham, Jr. and Roger Myers, Holme Roberts & Owen LLP, on behalf of Business Wire, Inc. |
| Nov. 30, 2011 | Janet McGinness, Senior Vice President and Corporate Secretary, NYSE Euronext |
| Nov. 15, 2011 | Joan Conley, Senior Vice President and Corporate Secretary, The NASDAQ OMX Group, Rockville, Maryland |
| Nov. 15, 2011 | Jesse W. Markham, Jr., Roger Myers, and Michael R. MacPhail, Holme Roberts & Owen, on behalf of Business Wire, Inc. |
| Oct. 22, 2011 | Patrick J. Healy, CEO, Issuer Advisory Group LLC, Chevy Chase, Maryland |
| Oct. 7, 2011 | Jesse W. Markham, Jr., Roger Myers, and Michael R. MacPhail, Holme Roberts & Owen, on behalf of Business Wire, Inc. |
| Oct. 7, 2011 | John Viglotti, Vice President, IR Services, PR Newswire Association LLC, New York , New York |
| Sep. 28, 2011 | Neil Hershberg, Senior Vice President, Global Media, Business Wire |
Meetings with SEC Officials
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| Nov. 22, 2011 | Memorandum from the Division of Trading and Markets regarding a November 22, 2011, phone conversation with representatives of NYSE |
| Nov. 21, 2011 | Memorandum from the Division of Trading and Markets regarding a November 18, 2011, meeting with representatives of Business Wire |
http://www.sec.gov/comments/sr-nasdaq-2011-122/nasdaq2011122.shtml
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