Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation of Certain Changes to the Manning Rule

Filter comments


Date Sort descending	Letter Type	Commenter Name
Aug. 30, 2007	Public Comment	Leonard J. Arnoruso, Senior Managing Director, General Counsel, Knight Capital Group, Inc.
Aug. 23, 2007	Public Comment	Xin Ye, Bellevue, Washington
Aug. 17, 2007	Public Comment	Bryce Engel, Chief Brokerage Operations Officer, TD AMERITRADE, Inc., Omaha, Nebraska
Aug. 13, 2007	Public Comment	Kimberly Unger, Esq., The Security Traders Association of New York, Inc., New York, New York
Aug. 13, 2007	Public Comment	Lisa Utasi, Chairman, and John Giesea, President and CEO, Security Traders Association
Aug. 13, 2007	Public Comment	R. Cromwell Coulson, CEO, Pink Sheets LLC, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2007-039

Release Number

34-56103