Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3, on Professional Qualification Requirements, to Require Municipal Advisor Principals to Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination

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Date Received
Date Letter Type Commenter Name
Public Comment Gail Marshall, Chief Compliance Officer, Municipal Securities Rulemaking Board
Public Comment Elaine M. Philbrick, Principal, Derivative Advisors

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2018-07
Release Number
34-84341
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