|
|
 |
Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Professional Qualification Requirements, Regarding Continuing Education Requirements
[Release No. 34-72705; File No. SR-MSRB-2014-05]
|
| Oct. 3, 2014 | Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Aug. 26, 2014 | David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia |
| Aug. 26, 2014 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Aug. 19, 2014 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
| Aug. 13, 2014 | David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York |
http://www.sec.gov/comments/sr-msrb-2014-05/msrb201405.shtml
|
