Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Professional Qualification Requirements, Regarding Continuing Education Requirements

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Date Received
Date Letter Type Commenter Name
Public Comment Lawrence P. Sandor, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment David T. Bellaire, Esq., Executive Vice President and General Counsel, Financial Services Institute, Washington, District of Columbia
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
Public Comment David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2014-05
Release Number
34-72705
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