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Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of New Rule A-11, on Assessments for Municipal Advisor Professionals

[Release No. 34-72019; File No. SR-MSRB-2014-03]


May 22, 2014 Michael Nicholas, Chief Executive Officer, Bond Dealers of America
May 21, 2014 Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors
May 21, 2014 David L. Cohen, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association, New York, New York

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-msrb-2014-03/msrb201403.shtml

Modified: 05/23/2014