Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of New Rule A-11, on Assessments for Municipal Advisor Professionals

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment David L. Cohen, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association, New York, New York
Public Comment Jeanine Rodgers Caruso, CIPFA, President, National Association of Independent Public Finance Advisors

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2014-03
Release Number
34-72019
How to submit comments