Comments on ISE Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Registered Representative Fee and an Options Regulatory Fee

Filter comments


Date Sort descending	Letter Type	Commenter Name
Jan. 14, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a January 13, 2010, meeting with representatives of Ameritrade/thinkorswim
Jan. 11, 2010	Public Comment	Hillary Victor, Associate General Counsel, optionsXpress Holdings, Inc., Chicago, Illinois
Jan. 6, 2010	Public Comment	Christopher Nagy, Managing Director Order Routing Strategy, TD AMERITRADE, Inc., thinkorswim Group Inc.
Jan. 5, 2010	Public Comment	Patrick J. Fay, Senior Vice President, Member and Regulatory Services, Chicago Board Options Exchange, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-ISE-2009-105

Release Number

34-61154