Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 2210 (Communications with the Public) to Permit Projections of Performance of Investment Strategies or Single Securities in Institutional Communications

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Date Received
Date Letter Type Commenter Name
Public Comment Meredith Cordisco, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Center for American Progress
Public Comment Molly Diggins, General Counsel, Monument Group
Public Comment Jack O'Brien, Partner, Morgan, Lewis & Bockius LLP
Public Comment Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute and Matthew Thornton, Associate General Counsel, Investment Company Institute
Public Comment Meredith Cordisco, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Molly Diggins, General Counsel, Monument Group, Inc.
Public Comment Jay H. Knight, Chair, American Bar Association Business Law Section, Federal Regulation of Securities Committee
Public Comment Anya Coverman, President & CEO, Institute for Portfolio Alternatives
Public Comment Bernard V. Canepa, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Public Comment Dechert LLP
Public Comment Dorothy M. Donohue, Deputy General Counsel, and Matt Thornton, Associate General Counsel, Investment Company Institute
Public Comment Jacqueline Kuiper, Co-Founder and Partner, Nelson Kuiper PLLC
Public Comment Joseph C. Peiffer, President, Public Investors Advocate Bar Association
Public Comment Mike Underhill, President, Alternative & Direct Investment Securities Association
Public Comment Molly Diggins

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2023-016
Release Number
34-98977
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