Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure Relating to Requests to Expunge Customer Dispute Information, Including Creating a Special Arbitrator Roster to Decide Certain Expungement Requests

[Release No. 34-90000; File No. SR-FINRA-2020-030]

Submitted Comments
May 6, 2022 SIFMA
Jul. 19, 2021 Anonymous
May 19, 2021 David P. Meyer on behalf of PIABA and Jason R. Doss and Lisa Braganca on behalf of The PIABA Foundation, President of PIABA and President and Vice-President of The PIABA Foundation Attorneys
May 18, 2021 Mignon McLemore, Office of General Counsel, FINRA
Apr. 9, 2021 Mignon McLemore, Associate General Counsel, Office of General Counsel, FINRA
Feb. 1, 2021 Barbara Roper, Director of Investor Protection, Consumer Federation of America
Jan. 29, 2021 David P. Meyer, President, Public Investors Advocate Bar Association
Jan. 28, 2021 Lisa Hopkins, President, North American Securities Administrators Association, Inc.
Jan. 19, 2021 Jason R. Doss, President, The PIABA Foundation, Inc. and Celiza Braganca, Vice-President, The PIABA Foundation, Inc.
Jan. 19, 2021 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Jan. 19, 2021 Benjamin P. Edwards, Associate Professor of Law, University of Nevada, Las Vegas, William S. Boyd School of Law
Jan. 18, 2021 Lisa Hopkins, NASAA President, General Counsel and Senior Deputy Commissioner of Securities, West Virginia
Jan. 7, 2021 Julius Z. Frager
Jan. 7, 2021 Prof. Lisa Miller, Esq. Public Arbitrator, CEO, Lex Law Corporation
Dec. 18, 2020 Mignon McLemore, Assistant General Counsel, Office of General Counsel, FINRA
Oct. 23, 2020 David P. Meyer, President, PIABA
Oct. 22, 2020 Lisa Hopkins, NASAA President, General Counsel and Senior Deputy Commissioner of Securities, West Virginia
Oct. 22, 2020 Dochtor D. Kennedy, President & Founder, AdvisorLaw, LLC
Oct. 22, 2020 Amanda Skrelja, Student Intern, PIRC; Paige Guarino, Student Intern, PIRC; William Lapadula, Student Intern, PIRC; Zachary Dukoff, Student Intern, PIRC; and Elissa Germaine, Supervising Attorney, PIRC
Oct. 22, 2020 Ruben Huertero, Legal Intern and Christine Lazaro, Director of the Securities Arbitration Clinic and Professor of Clinical Legal Education
Oct. 22, 2020 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Oct. 12, 2020 Benjamin P. Edwards, Associate Professor of Law, University of Navada, Las Vegas
Sep. 28, 2020 Steven B. Caruso, Maddox Hargett Caruso, P.C.