Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Expand OTC Equity Trading Volume Data Published on FINRA's Website

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Date Received
Date Letter Type Commenter Name
Public Comment Ray Ross, Chief Technology Officer, Clearpool Group
Public Comment Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2019-019
Release Number
34-86315
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