Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036

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Date Received
Date Letter Type Commenter Name
Public Comment James M. Cain and Raymond A. Ramirez, Eversheds Sutherland (US) LLP, on behalf of the Farm Credit Banks and the Federal Home Loan Banks

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2018-017
Release Number
34-83155
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