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| Jul. 21, 2017 | Michele Van Tassel, President, Association of Registration Management |
| Jun. 26, 2017 | Afshin Atabaki, Associate General Counsel, FINRA |
| Jun. 5, 2017 | Daniel Kosowsky, Chief Compliance Officer, Morgan Stanley & Co. LLC, and Rose-Anne Richter, Chief Compliance Officer, Morgan Stanley Smith Barney LLC |
| May 1, 2017 | Eric Arnold and Clifford Kirsch, Eversheds Sutherland (US) LLP, on behalf of the Committee of Annuity Insurers |
| May 1, 2017 | Erwin J. Dugasz, Jr., Managing Counsel, Office of the Chief Compliance Officer, Nationwide Financial Services, Inc. |
| May 1, 2017 | Norman L. Ashkenas, Chief Compliance Officer, Fidelity Brokerage Services LLC, et al. |
| May 1, 2017 | Robert J. McCarthy, Director of Regulatory Policy, Wells Fargo Advisors |
| May 1, 2017 | Mike Rothman, President, North American Securities Administrators Association |
| May 1, 2017 | Kevin Zambrowicz, Managing Director & Associate General Counsel, SIFMA |
| May 1, 2017 | Michele Van Tassel, President, Association of Registration Management (ARM) |
| May 1, 2017 | David T. Bellaire, Executive Vice President & General Counsel, Financial Services Institute |
| Apr. 28, 2017 | Jeanne Wolf, Executive Director, CFA Society Boston |
| Apr. 28, 2017 | Philip J. Taylor, Chair, New York Society of Security Analysts |
| Apr. 26, 2017 | Douglas Jackman, CFA, Chairman, and Shannon Curley, CFA, Chief Executive Officer; CFA Society Chicago |
| Apr. 20, 2017 | Matthew O'Hara, Vice President Board of Directors, CFA Society, San Francisco |
| Apr. 18, 2017 | John Skinner, President, Atlanta Society of Finance and Investment Professionals |
| Apr. 10, 2017 | Pat Swanson, President, CFA Societies Texas |
| Apr. 7, 2017 | Roman Iwachiw, CFA Society of Washington DC |
| Apr. 4, 2017 | Nathaniel Downes, CFA Society Los Angeles |
| Mar. 30, 2017 | Inigo J. Bengoechea, CFA, Director, Program Recognition, and Daniel J. Larocco, CFA, Manager, Program Recognition; CFA Institute |
