Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))

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Date Received
Date Letter Type Commenter Name
Public Comment Racquel L. Russell, Associate General Counsel, FINRA, Washington, District of Columbia
Public Comment Kumar Venkataraman, James M. Collins Chair in Finance, Edwin L. Cox School of Business, Southern Methodist University
Public Comment Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia
Public Comment Sean Davy, Managing Director, Capital Markets Division, and Leslie M. Norwood, Managing Director & Associate General Counsel, Municipal Securities Division, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2016-024
Release Number
34-78219
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