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Comments on FINRA Rulemaking
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 7730 (Trade Reporting and Compliance Engine (TRACE))
(Release No. 34-78219; File No. SR-FINRA-2016-024)
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| Aug. 23, 2016 | Racquel L. Russell, Associate General Counsel, FINRA, Washington, District of Columbia |
| Aug. 9, 2016 | Kumar Venkataraman, James M. Collins Chair in Finance, Edwin L. Cox School of Business, Southern Methodist University |
| Jul. 28, 2016 | Mike Nicholas, CEO, Bond Dealers of America, Washington, District of Columbia |
| Jul. 28, 2016 | Sean Davy, Managing Director, Capital Markets Division, and Leslie M. Norwood, Managing Director & Associate General Counsel, Municipal Securities Division, SIFMA, New York, New York |
http://www.sec.gov/comments/sr-finra-2016-024/finra2016024.shtml
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