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Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Establish a Fee Schedule for Alternative Trading System Volume Information

(Release No. 34-71919; File No. SR-FINRA-2014-018)


May 29, 2014 Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA)
May 21, 2014 Brant K. Brown, Washington, Financial Industry Regulatory Authority, Inc., District of Columbia
Apr. 16, 2014 Christopher Nagy, CEO, and Dave Lauer, President, KOR Group LLC, Omaha, Nebraska

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-finra-2014-018/finra2014018.shtml

Modified: 10/16/2014