Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change to Establish a Fee Schedule for Alternative Trading System Volume Information

Filter comments


Date Sort descending	Letter Type	Commenter Name
May 29, 2014	Public Comment	Theodore R. Lazo, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA)
May 21, 2014	Public Comment	Brant K. Brown, Washington, Financial Industry Regulatory Authority, Inc., District of Columbia
April 16, 2014	Public Comment	Christopher Nagy, CEO, and Dave Lauer, President, KOR Group LLC, Omaha, Nebraska

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2014-018

Release Number

34-71919