Comments on FINRA Rulemaking

Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 2210 (Communications with the Public) and 2214 (Requirements for the Use of Investment Analysis Tools)

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Date Received
Date Letter Type Commenter Name
Public Comment Joseph P. Savage, Vice President and Counsel, FINRA, Washington, District of Columbia
Public Comment Dorothy Donohue, Acting General Counsel, Investment Company Institute
Public Comment Stephanie R. Nicolas, WilmerHale
Public Comment Carrie Devorah
Public Comment Jason Doss, President, Public Investors Arbitration Bar Association, PIABA, Norman, Oklahoma
File Number
SR-FINRA-2014-012
Release Number
34-71792
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