Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook

Filter comments


Date Sort descending	Letter Type	Commenter Name
Feb. 23, 2011	Public Comment	Erika L. Lazar, Counsel, FINRA Office of General Counsel
Dec. 31, 2010	Public Comment	Albert Kramer, President, Kramer Securities Corporation
Dec. 17, 2010	Public Comment	Robert J. Duke, Director of Underwriting/Assistant Counsel, The Surety & Fidelity Association of America
Dec. 16, 2010	Public Comment	Richard Garone, Underwriting Director, Travelers Bond & Financial Products

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2010-059

Release Number

34-63331