Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the FINRA Rule 9550 Series (Expedited Proceedings)

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Date Received
Date Letter Type Commenter Name
Public Comment Scott R. Shewan, President, Public Investors Arbitration Bar Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-076
Release Number
34-61026
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