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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Amend the Postponement Fee and Hearing Session Fee Rules of the Code of Arbitration Procedure for Customer and Industry Disputes
(Release No. 34-61057; File No. SR-FINRA-2009-075)
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Jan. 29, 2010 | Mignon McLemore, Assistant Chief Counsel, FINRA Dispute Resolution, Washington, District of Columbia | Dec. 21, 2009 | Scott R. Shewan, President, Pape & Shewan, LLP on behalf of the Public Investors Arbitration Bar Association |
Dec. 16, 2009 | William A Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York |
http://www.sec.gov/comments/sr-finra-2009-075/finra2009075.shtml
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