Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Hearing Location Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes

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Date Received
Date Letter Type Commenter Name
Public Comment Jill I. Gross, Director, Pace Investor Rights Clinic, White Plains, New York
Public Comment Scott R. Shewan, President, Public Investors Bar Association
Public Comment Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-073
Release Number
34-61217
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