Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule to Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Scott R. Shewan, President, Public Investors Arbitration Bar Association
Public Comment William A. Jacobson, Associate Clinical Professor, Cornell Law School, and Director, Cornell Securities Law Clinic, Ithaca, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-072
Release Number
34-61060
How to submit comments