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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Define Asset-Backed Securities, Mortgage-Backed Securities, and Other Similar Securities as TRACE-Eligible Securities and Require the Reporting of Transactions in Such Securities to TRACE
(Release No. 34-60860; File No. SR-FINRA-2009-065)
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Mar. 22, 2010 | Association of Mortgage Investors, c/o Micah S. Green, Esq., Patton Boggs LLP |
Mar. 22, 2010 | Randolph C. Snook, Senior Managing Director and Executive Vice President, Securities Industry and Financial Markets Association |
Mar. 8, 2010 | Mike Nicholas, Chief Executive Officer, Regional Bond Dealers Association |
Dec. 22, 2009 | Sharon Zackula, Associate Vice President and Associate General Counsel, Financial Industry Regulatory Authority |
Nov. 18, 2009 | George P. Miller, Executive Director, American Securitization Forum, and Randolph C. Snook, Senior Managing Director and Executive Vice President, Securities Industry and Financial Markets Association |
Nov. 17, 2009 | John Higum, Alexandria Capital Management Inc., Bentonville, Arkansas |
Nov. 15, 2009 | Willard Stein, Ph.D., CFA, Princeton, New Jersey |
Nov. 13, 2009 | Beth N. Lowson, Esq., The Nelson Law Firm, LLC, White Plains, New York |
http://www.sec.gov/comments/sr-finra-2009-065/finra2009065.shtml
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