Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Adopt FINRA Rule 3160 (Networking Arrangements Between Members and Financial Institutions) in the Consolidated FINRA Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Gary L. Goldsholle, FINRA, Washington, District of Columbia
Public Comment Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors
Public Comment Dale E. Brown, President & CEO, Financial Services Institute, Inc.
Public Comment Jill Gross, Pace Investor Rights Clinic, White Plains, New York
Public Comment William A. Jacobson, Associate Clinical Professor, and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Frederick T. Greene, CIMA, Senior V.P., Portfolio Manager, Woodforest Financial Services, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2009-047
Release Number
34-60475
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