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Comments on FINRA Rulemaking
Notice of Proposed Rule Change to Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook
(Release No. 34-59075; File No. SR-FINRA-2008-055)
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| Feb. 13, 2009 | Philip A. Shaikun, FINRA, Washington, District of Columbia |
| Jan. 6, 2009 | Dale E. Brown, CAE, President & CEO |
| Jan. 6, 2009 | Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| Dec. 9, 2008 | Ronald C. Long, Director of Regulatory Affairs, Wachovia Securities, LLC |
http://www.sec.gov/comments/sr-finra-2008-055/finra2008055.shtml
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