Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000

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Date Received
Date Letter Type Commenter Name
Public Comment Margo A. Hassan, Counsel, FINRA, New York, New York
Public Comment David P. Neuman, Stoltmann Law Offices, P.C., Chicago, Illinois
Public Comment Gregory M. Scanlon, Vice President & Associate General Counsel, Charles Schwab & Co., Inc., San Francisco, California
Public Comment Jill Gross, Director, and Stephanie Myers, Student Intern, Investor Rights Clinic, John Jay Legal Services, Inc., Pace University School of Law
Public Comment William A. Jacobson, Associate Clinical Professor, Cornell Law School and Director, Cornell Securities Law Clinic, Ithaca, New York
Public Comment Barry D. Estell, Attorney At Law, Mission, Kansas
Public Comment Laurence S. Schultz, President, Public Investors Arbitration Bar Association
Public Comment Steven B. Caruso, Maddox Hargett Caruso, P.C., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-047
Release Number
34-58651
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