Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend the By-Laws of FINRA Regulation to Realign the Representation of Industry Members on the National Adjudicatory Council to Follow More Closely the Categories of Industry Representation on the FINRA Board

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Date Received
Date Letter Type Commenter Name
Public Comment Carla C. Carloni, Associate Vice President and Associate General Counsel, FINRA, Washington, District of Columbia
Public Comment Neal E. Nakagiri, Esq, NPB Financial Group, LLC, Burbank, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-046
Release Number
34-58626
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