Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters

Filter comments


Date Sort descending	Letter Type	Commenter Name
Oct. 30, 2008	Public Comment	Michael J.. Mungenast, Chief Executive Officer and President, ProEquities
Oct. 22, 2008	Public Comment	Dale E. Brown, President & CEO, Financial Services Institute, Inc.
Oct. 20, 2008	Public Comment	Neal E. Nakagiri, Esq., NPB Financial Group, LLC, Burbank, California
Oct. 20, 2008	Public Comment	William A. Jacobson, Associate Professor of Law, and Director, Cornell Securities Law Clinic, Ithaca, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FINRA-2008-044

Release Number

34-58648