SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Supervision of Market Letters

(Release No. 34-58648; File No. SR-FINRA-2008-044)

Oct. 30, 2008 Michael J.. Mungenast, Chief Executive Officer and President, ProEquities
Oct. 22, 2008 Dale E. Brown, President & CEO, Financial Services Institute, Inc.
Oct. 20, 2008 Neal E. Nakagiri, Esq., NPB Financial Group, LLC, Burbank, California
Oct. 20, 2008 William A. Jacobson, Associate Professor of Law, and Director, Cornell Securities Law Clinic, Ithaca, New York

Modified: 11/10/2008