Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 3220 (Influencing or Rewarding Employees of Others) and FINRA Rule 2070 (Transactions Involving FINRA Employees) in the Consolidated FINRA Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Gary Goldsholle, Vice President and Associate General Counsel, Regulatory Group, FINRA
Public Comment Amal Aly, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-027
Release Number
34-58308
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