Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Adoption of NASD Rule 2790 as FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) in the Consolidated FINRA Rulebook

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Date Received
Date Letter Type Commenter Name
Public Comment Dan Mayfield, President, Sanderlin Securities

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-025
Release Number
34-58134
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