Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Private Placements of Securities Issued by Members

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Date Received
Date Letter Type Commenter Name
Public Comment Stan Macel, Assistant General Counsel, FINRA, Washington, D.C.
Public Comment Jack Hollander, Chairman, Investment Program Association, New York, New York
Public Comment Neville Golvala, CEO, ChoiceTrade

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-020
Release Number
34-59262
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