Comments on FINRA Rulemaking

Notice of Filing of Proposed Rule Change to Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities with All Other OTC Equity Securities

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Date Received
Date Letter Type Commenter Name
Public Comment The Bank of New York Mellon
Public Comment Hill, Thompson, Magid & Co., Inc.
Public Comment Peter Coolidge, Portfolio Manager, Deltec Asset Management, LLC, New York, New York
Public Comment R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC
Public Comment Kimberly Uger, Esq., The Security Traders Association of New York, Inc., New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2008-016
Release Number
34-57986
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