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Comments on FINRA Rulemaking
Notice of Filing of Proposed Rule Change to Align the Reporting Requirements and Dissemination Protocols for OTC Equity Transactions Involving Foreign Securities with All Other OTC Equity Securities
(Release No. 34-57986; File No. SR-FINRA-2008-016)
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Jul. 17, 2008 | The Bank of New York Mellon |
Jul. 15, 2008 | Hill, Thompson, Magid & Co., Inc. |
Jul. 9, 2008 | Peter Coolidge, Portfolio Manager, Deltec Asset Management, LLC, New York, New York |
Ju1. 7, 2008 | R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC |
Jun. 27, 2008 | Kimberly Uger, Esq., The Security Traders Association of New York, Inc., New York, New York |
http://www.sec.gov/comments/sr-finra-2008-016/finra2008016.shtml
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