Comments on FINRA Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to FINRA's New York Stock Exchange Rule 409(f)

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Date Received
Date Letter Type Commenter Name
Public Comment Ann L. Vlcek, Managing Director and Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2007-037
Release Number
34-57045
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